{"id":6983,"date":"2019-05-07T19:54:17","date_gmt":"2019-05-07T19:54:17","guid":{"rendered":"https:\/\/diazreus.com\/new-guidance-on-ofac-sanctions-compliance-programs\/"},"modified":"2021-01-14T16:13:34","modified_gmt":"2021-01-14T16:13:34","slug":"new-guidance-on-ofac-sanctions-compliance-programs","status":"publish","type":"post","link":"https:\/\/diazreus.com\/ru\/new-guidance-on-ofac-sanctions-compliance-programs\/","title":{"rendered":"New Guidance on OFAC Sanctions Compliance Programs"},"content":{"rendered":"

 <\/p>\n

\"\"<\/a>On May 2, 2019, the Office of Foreign Assets Control (\u201cOFAC\u201d) issued its \u201cFramework for OFAC Compliance Commitments\u201d presenting a number of recommendations for the design, implementation and periodic update of Sanctions Compliance Programs (\u201cSCPs\u201d) by \u201corganizations subject to U.S. jurisdiction and foreign entities that conduct business in or with the United States, U.S. persons, or using U.S.-origin goods or services.\u201d<\/div>\n
<\/div>\n
OFAC\u2019s recommendations refer to the most important factors for assessing an SCP\u2019s success, including (i) management commitment; (ii) risk assessment; (iii) internal controls; (iv) testing and auditing; and (v) training. Additionally, OFAC\u2019s guidance has an appendix outlining the circumstances that frequently cause\u00a0SCPs to fail.<\/div>\n
<\/div>\n
OFAC prepared its guidance based on the results of recent administrative enforcement actions, including OFAC\u2019s actions against\u00a0Stanley Black & Decker, Inc.\u00a0and\u00a0Standard Chartered Bank,\u00a0whereby the subject companies agreed to pay significant monetary penalties and enhance their compliance programs. OFAC also\u00a0prepared its guidance based on the current standards, regulations, and best practices on point, including the manual issued by the\u00a0Federal Financial Institutions Examination Council (\u201cFFIEC\u201d).<\/div>\n
<\/div>\n
The design and implementation of an SCP consistent with OFAC\u2019s guidance is strongly recommended for companies and financial institutions because it is a factor that OFAC will consider favorably when deciding whether to sanction an apparent violation of its regulations, or for calculating the appropriate penalty.<\/div>\n
<\/div>\n

 <\/p>\n","protected":false},"excerpt":{"rendered":"

[:en]On May 2, 2019, the Office of Foreign Assets Control (\u201cOFAC\u201d) issued its \u201cFramework for OFAC Compliance Commitments\u201d presenting a number of recommendations for the design, implementation and periodic update of Sanctions Compliance Programs (\u201cSCPs\u201d) by \u201corganizations subject to U.S. jurisdiction and foreign entities that conduct business in or with the United States, U.S. persons, or using U.S.-origin goods or services.\u201d[:es]El 2 de mayo de 2019, la Oficina de Control de Activos Extranjeros (\u201cOFAC\u201d) expidi\u00f3 su \u201cMarco Para el Cumplimiento con los Compromisos de OFAC\u201d en el que presenta un n\u00famero de recomendaciones para el dise\u00f1o, implementaci\u00f3n y actualizaci\u00f3n peri\u00f3dica de los Programas de Cumplimiento con las Sanciones (\u201cSCPs\u201d, por sus siglas en ingl\u00e9s) por parte de las \u201corganizaciones sujetas a la jurisdicci\u00f3n de EE.UU., as\u00ed como de aquellas entidades extranjeras que lleven a cabo negocios en o con EE.UU., personas de EE.UU. o utilizando bienes o servicios originados en EE.UU.\u201d[:ru]On May 2, 2019, the Office of Foreign Assets Control (\u201cOFAC\u201d) issued its \u201cFramework for OFAC Compliance Commitments\u201d presenting a number of recommendations for the design, implementation and periodic update of Sanctions Compliance Programs (\u201cSCPs\u201d) by \u201corganizations subject to U.S. jurisdiction and foreign entities that conduct business in or with the United States, U.S. persons, or using U.S.-origin goods or services.\u201d[:]<\/p>\n","protected":false},"author":1,"featured_media":3797,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"rs_blank_template":"","rs_page_bg_color":"#ffffff","slide_template_v7":"","inline_featured_image":false,"footnotes":""},"categories":[330],"tags":[],"class_list":["post-6983","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-articles-ru"],"acf":[],"yoast_head":"\nNew Guidance on OFAC Sanctions Compliance Programs<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/diazreus.com\/ru\/new-guidance-on-ofac-sanctions-compliance-programs\/\" \/>\n<meta property=\"og:locale\" content=\"ru_RU\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"New Guidance on OFAC Sanctions Compliance Programs\" \/>\n<meta property=\"og:description\" content=\"[:en]On May 2, 2019, the Office of Foreign Assets Control (\u201cOFAC\u201d) issued its \u201cFramework for OFAC Compliance Commitments\u201d presenting a number of recommendations for the design, implementation and periodic update of Sanctions Compliance Programs (\u201cSCPs\u201d) by \u201corganizations subject to U.S. jurisdiction and foreign entities that conduct business in or with the United States, U.S. persons, or using U.S.-origin goods or services.\u201d[:es]El 2 de mayo de 2019, la Oficina de Control de Activos Extranjeros (\u201cOFAC\u201d) expidi\u00f3 su \u201cMarco Para el Cumplimiento con los Compromisos de OFAC\u201d en el que presenta un n\u00famero de recomendaciones para el dise\u00f1o, implementaci\u00f3n y actualizaci\u00f3n peri\u00f3dica de los Programas de Cumplimiento con las Sanciones (\u201cSCPs\u201d, por sus siglas en ingl\u00e9s) por parte de las \u201corganizaciones sujetas a la 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